Financial news

Municipal Securities Underwriters Pay a Total of $325,000 in Fines

The Securitiesand Exchange Commission announced today that NASD RegulationInc. censured and fined 21 securities firms for violationsof Rule G-36 of the Municipal Securities Rulemak

SEC CHAIRMAN ARTHUR LEVITT, IOWA OFFICIALS TO HOLD INVESTORS’ TOWN MEETING IN DES MOINES

On Friday, November 21, U.S.Securities and Exchange Commission Chairman Arthur Levitt, U.S.Representative Greg Ganske, and Craig Goettsch, Iowa’sSuperintendent of Securities, will

Federal Reserve Board announces termination of enforcement action with SNB Bancshares and Bank of Eufaula

Federal Reserve Board announces termination of enforcement action with SNB Bancshares and Bank of Eufaula

Federal Reserve Board issues enforcement actions with former employee of Northstar Bank, former employee of American Express Travel Related Services Company, Inc., and former employee of Regions Bank

Federal Reserve Board issues enforcement actions with former employee of Northstar Bank, former employee of American Express Travel Related Services Company, Inc., and former emplo

ECB Consumer Expectations Survey results – August 2026

Boris Vujčić: Interview with Reuters

SEC Issues “Innovation Exemption” to Facilitate the Trading of Tokenized NMS Stock and Request for Comment

The SEC is taking a significant step forward, within its statutory authority, to bring America’s capital markets into the digital age by facilitating onchain trading of certain tok

Federal Reserve issues FOMC statement

Federal Reserve issues FOMC statement

Federal Reserve Board and Federal Open Market Committee release economic projections from the September 15-16 FOMC meeting

Federal Reserve Board and Federal Open Market Committee release economic projections from the September 15-16 FOMC meeting

SEC Proposes Rescission of Shareholder Proposal Rule and Reforms to Proxy Solicitation Process

The Securities and Exchange Commission today proposed to rescind Rule 14a-8 under the Securities Exchange Act of 1934, which exceeds the scope of the Commission's statutory authori

ECB wage tracker at 2.7% in H1 2027, pointing to a modest uptick in negotiated wage growth

SEC Grants Exemptive Relief from Certain Inline XBRL Filing or Submission Requirements

The Securities and Exchange Commission issued an order granting exemptive relief from certain Inline XBRL requirements adopted on Dec. 16, 2024. More specifically, the Commission i

Christine Lagarde: A new age of capital: growth, sovereignty and AI

Piero Cipollone: The future of euro cash: trusted today, designed for tomorrow

Isabel Schnabel: Macroeconomic, fiscal and financial stability in a shock-prone world

Christine Lagarde: Interview with Ouest-France

Christine Lagarde: Europe seen from Normandy

Philip R. Lane: Outlook for the euro area economy

Joint Readout of Principals’ Meeting of U.S. and UK Authorities Regarding Central Counterparty Resolution

Senior officials from the Securities and Exchange Commission, Federal Deposit Insurance Corporation, Commodity Futures Trading Commission, Federal Reserve Board, and Bank of Englan

Agencies seek comment on proposed third-party risk management guidance and issue statement on community bank engagement with core service providers

Agencies seek comment on proposed third-party risk management guidance and issue statement on community bank engagement with core service providers

Agencies reduce regulatory burden for community banks, increase eligibility for 18-month exam cycle

Agencies reduce regulatory burden for community banks, increase eligibility for 18-month exam cycle

SEC Charges Founder and His Two New Jersey-Based Companies in Alleged $16 Million Ponzi Scheme

The Securities and Exchange Commission today charged Ernest Ossei Boateng and two New Jersey-based companies he controls, Intercontinental Wealth Network LLC and I Wealth Network L

Christine Lagarde, Boris Vujčić: Monetary policy statement (with Q&A)

Monetary policy decisions

Christine Lagarde: The choice facing Europeans

Frank Elderson: Fireside chat

President’s Year 2000 Council, SEC, NYSE, NASD, ICI, SIA Outline Securities Industry Efforts For Smooth Transition Into Year 2000

The President’s Council onYear 2000 Conversion, the Securities and Exchange Commission(SEC), the National Association of Securities Dealers(NASD), the New York Stock Exchange (NYSE

Federal Reserve Board announces termination of enforcement actions with United Texas Bank, Quontic Bank Acquisition Corp., and Quontic Bank Holdings Corp.

Federal Reserve Board announces termination of enforcement actions with United Texas Bank, Quontic Bank Acquisition Corp., and Quontic Bank Holdings Corp.

Philip R. Lane: Diversity at the European Central Bank

SEC Proposes Rescission of Political Contribution Rule for Investment Advisers

The Securities and Exchange Commission today issued a proposal to rescind its “pay-to-play” rule that prohibits investment advisers from providing compensated investment advisory s

SEC Investor Advisory Committee to Host Sept. 10 Meeting

The Securities and Exchange Commission’s Investor Advisory Committee will host a public meeting at the SEC Headquarters in Washington D.C. on Sept. 10 at 10 a.m. ET to discuss arti

SEC Announces Agenda and Panelists for Roundtable on Preparations for 24-Hour Trading

The Securities and Exchange Commission today announced the agenda and panelists for its Sept. 17, 2026, roundtable on preparations for 24-hour trading.The roundtable will be held a

SEC Charges San Francisco Bay Area Private Fund Executives with Multimillion Dollar Ponzi-Like Scheme

The Securities and Exchange Commission today charged Mark D. Hanf, the former CEO of Novato, California-based Pacific Private Money Group LLC (PPMG), and Hoai-Nam Chu Phan, the for

Boris Vujčić: Listening to households: expectations, behaviour and monetary policy

SEC Proposes to Modernize Rules for Registered Transfer Agents

The Securities and Exchange Commission today proposed to update the rules and forms that apply to registered transfer agents.Transfer agents are a key component of the national cle

SEC and FDA Announce MOU to Bolster Cooperation and Ensure Market Integrity

The Securities and Exchange Commission and the Food and Drug Administration today announced that they have entered into a Memorandum of Understanding (MOU) designed to assist the a

SEC Proposes Amendments to Exchange Act Rule 3a12-8 to Add European Union Debt Obligations

The Securities and Exchange Commission today proposed amendments to Rule 3a12-8 under the Securities Exchange Act of 1934 to add the debt obligations of the European Union (EU) to

Isabel Schnabel: Central banks on-chain

SEC: 38 Entities Feigned Legitimacy as U.S. Advisers Through False Filings to Lure Retail Investors

The Securities and Exchange Commission today charged 38 entities alleging that they made material misrepresentations in Forms ADV filed with the Commission between 2025 and 2026 to

Federal Reserve Board issues enforcement action with former employee of Banco Popular de Puerto Rico

Federal Reserve Board issues enforcement action with former employee of Banco Popular de Puerto Rico

Meeting of 22-23 July 2026

Piero Cipollone: From vision to delivery: building Europe’s tokenised financial market

Minutes of the Board's discount rate meetings on July 20 and July 29, 2026

Minutes of the Board's discount rate meetings on July 20 and July 29, 2026

Piero Cipollone: Interview with ilsussidiario.net

ECB Consumer Expectations Survey results – July 2026

Federal Reserve Board announces approval of application by National Westminster Bank Plc

Federal Reserve Board announces approval of application by National Westminster Bank Plc

Federal Reserve Board issues enforcement action with SouthPoint Bancshares, Inc. and announces termination of enforcement action with Deutsche Bank AG, DB USA Corporation, and Deutsche Bank AG New York Branch

Federal Reserve Board issues enforcement action with SouthPoint Bancshares, Inc. and announces termination of enforcement action with Deutsche Bank AG, DB USA Corporation, and Deut

Federal Reserve Board issues enforcement actions with former employee of Regions Bank and former employee of United Community Bank

Federal Reserve Board issues enforcement actions with former employee of Regions Bank and former employee of United Community Bank

Minutes of the Federal Open Market Committee, July 28–29, 2026

Minutes of the Federal Open Market Committee, July 28–29, 2026

Christine Lagarde: Panel remarks about the European economy during a discussion on the global economic outlook at the World Economic Forum